Showing 2652 to 2661 of 5167 search results for open finance.

2652. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

2653. Final notice 2016: GB Financial Consultancy Limited [pdf]

      Final notices

      Published: 29/06/2016

      Last modified: 29/06/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

2654. UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]

      Primary market

      Published: 30/03/2017

      This Technical Note sets out guidance for sponsors on applying Listing Rule 8.3.5R (1) to their obligations under LR8.

2655. RV Corporate; or RV Corporate Finance (also known as RVC Markets)

      Warnings

      Published: 27/06/2007

      Last modified: 05/06/2015

      We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

2656. Primary Markets enforcement outcomes

      Markets

      Published: 18/02/2021

      Last modified: 20/03/2026

      A list of recent Primary Markets enforcement outcomes.

2657. Final Notice 2018: Mr Dale Cole [pdf]

      Final notices

      Published: 25/04/2018

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2658. Final Notice 2017: Michael James Automotive Limited [pdf]

      Final notices

      Published: 04/01/2017

      This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

2659. Apply for fund recognition

      Firms

      Published: 10/05/2015

      Last modified: 04/08/2026

      Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.

2660. Final notice 2016: Matrix Integrated Financial Solutions [pdf]

      Final notices

      Published: 22/07/2016

      Last modified: 22/07/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

2661. C. Letlid Loan and Finance Company Limited

      Warnings

      Published: 13/11/2018

      Last modified: 13/11/2018

      C. Letlid Loan and Finance Company Limited is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

2662. Final notice 2016: Analyst Investment Management Plc [pdf]

      Final notices

      Published: 09/08/2016

      Last modified: 09/08/2016

      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.