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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Regulating high frequency trading
Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version. -
Motor Finance Consumer Awareness Survey Technical Annex [pdf]
Annex supporting the Research Note: Motor Finance Consumer Awareness Survey analysis. -
Final Notice 2020: Just Bank Claims Limited [pdf]
This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation. -
Final Notice 2018: Stallion Financial Investments Plc [pdf]
This final notice refers to an application for Part 4A authorisation (‘the Application’) by a firm in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to satisfy and continue to satisfy -
Decision Notice: Tristan Freer (Director of BHIM) [pdf]
This decision notice (Tristan Freer (Director of BHIM)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that -
Whistleblowing quarterly data 2025 Q3
The data shows the number of new whistleblowing reports the FCA received between July and September 2025 and the allegations they featured. -
Prescribed Persons Annual Report 2025/26
This report covers whistleblowing disclosures made to us under the Prescribed Persons Regulations 2017, covering 1 April 2025 to 31 March 2026. -
Applications now open for next round of FCA’s AI Live Testing
The FCA has opened applications for the second cohort of its AI Live Testing service. -
Final Notice 2023: Celsius Financial Services Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Whistleblowing quarterly data 2022 Q1
Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.