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Showing 3242 to 3251 of 5167 search results for open finance.

  1. Final notice 2018: Mick Dwane Car Sales Ltd [pdf]

    Final notices

    Published: 10/01/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  2. Final Notice 2018: First Call Trade Services Limited [pdf]

    Final notices

    Published: 10/10/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2018: David James Young [pdf]

    Final notices

    Published: 21/06/2018

    This final notice (David James Young) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  4. EU withdrawal: transition and financial regulation

    Speeches

    Published: 28/03/2018

    Last modified: 28/03/2018

    Speech by Andrew Bailey, Chief Executive of the FCA, at the All Party Parliamentary Group on Wholesale Financial Services Annual Dinner.
  5. Final Notice 2019: James Roper Chatfield [pdf]

    Final notices

    Published: 05/04/2019

    This final notice (James Roper Chatfield) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Cross-border testing pilot for innovative firms open to applications

    News stories

    Published: 31/01/2019

    Last modified: 31/01/2019

    The Global Financial Innovation Network (GFIN) – a group of 29 international organisations including the Financial Conduct Authority – is inviting applications from firms wishing to test innovative financial products, services or business models
  7. Independent review of the Connaught Income Fund Series 1

    Last modified: 23/02/2023

    An independent review into the FSA’s – and subsequently the FCA’s – approach to, implementation and oversight of the Connaught Income Fund Series 1.
  8. FCA launches call for input on crowdfunding rules

    Press Releases

    Published: 08/07/2016

    Last modified: 08/07/2016

    whether to mandate the disclosure of risk warnings in relation to non-readily realisable securities (such as unlisted equities) held within Innovative Finance ISAs.
  9. The fight against skimmers and scammers

    Speeches

    Published: 05/09/2019

    Last modified: 05/09/2019

    Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.
  10. Final Notice 2019: Designer Concepts Ltd [pdf]

    Final notices

    Published: 13/02/2019

    This final notice (Designer Concepts Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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