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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Final Notice 2017: Helping Young People Excel Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2022: Henderson Carter Associates Limited [pdf]
This Final Notice (Henderson Carter Associates Limited) refers to breaches of PRIN 1 and Section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a public censure. -
Joint Regulatory Oversight Committee letter to OBIE, 24 June 2022 [pdf]
The Joint Regulatory Oversight Committee's letter to the Open Banking Implementation Entity on the objectives and expected deliverables of the strategic working group. -
Final Notice 2023: Wellington Court Financial Services Limited [pdf]
This final notice (Wellington Court Financial Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a firm within the TPR. We imposed a cancellation. -
Final Notice 2017: Spand Motors (Joseph Jones trading as) [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
DP23/1: Finance for positive sustainable change
We are asking for views on sustainability-related governance, incentives and competence in regulated firms. -
FCA concludes consumer investment policy sprint
The FCA has concluded a 6-week policy sprint, supporting new ways to help consumers make important investment decisions. -
Help is available for those who need it, says FCA
The FCA reminds borrowers they can get help from their lenders if they are struggling to keep up with payments, as it found the number of people struggling to meet bills and credit repayments has risen by 3.1m since May 2022 (10.9m, compared to 7.8m -
FCA outlines rules for secondary annuity market
be required to present their offer alongside the ‘replacement cost’ of the annuity income, if it were to be bought new on the open market. ... The FCA consultation is open until 21 June 2016. -
FCA outlines next steps on Consumer Duty rule review
Proposals are part of FCA's work to streamline its rules, reduce burdens on businesses, and improve outcomes for consumers.