Showing 3322 to 3331 of 5167 search results for open finance.

3322. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

3323. Final Notice 2018: Asset Trust Group (Paul Hammond trading as) [pdf]

      Final notices

      Published: 08/08/2018

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and Investment advisory sector. We imposed a

3324. Finding opportunity in a world of uncertainty

      Speeches

      Published: 30/06/2022

      Last modified: 30/06/2022

      Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

3325. Two found guilty of insider dealing

      Press Releases

      Published: 27/06/2019

      Last modified: 27/06/2019

      Today Fabiana Abdel-Malek was sentenced to 3 years’ imprisonment and Walid Choucair sentenced to 3 years’ imprisonment in respect of five offences of insider dealing. Fabiana Abdel-Malek and Walid Anis Choucair were each convicted over the

3326. Dear CEO Letter: Supervisory review of global equity finance businesses [pdf]

      Dear CEO letters

      Published: 10/12/2021

      Following the default of Archegos Capital Management (Archegos) a review and assessment of firms’ equity finance businesses, including those who were counterparties to Archegos, was conducted by the FCA, PRA and other global regulators. This

3327. Decision Notice: Bank House Investment Management Limited [pdf]

      Decision notices

      Published: 09/05/2019

      This decision notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

3328. Investment Association Annual Dinner 2017

      Speeches

      Published: 17/10/2017

      Last modified: 17/10/2017

      Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.

3329. Final Notice 2020: C & C Car Sales Buckingham Ltd [pdf]

      Final notices

      Published: 13/11/2020

      Last modified: 13/11/2020

      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

3330. FCA Research Agenda

      Corporate documents

      Published: 17/04/2019

      Last modified: 12/11/2025

      The FCA's research agenda sets out the broad areas of research most relevant to its Mission. It combines economics, statistics, behavioural science, and market data and intelligence together with newer techniques in machine learning and artificial

3331. Invictus Capital Finance (Clone of FCA Authorised Firm)

      Warnings

      Published: 28/05/2021

      Last modified: 14/06/2021

      Invictus Capital Finance (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

3332. Primary Market Bulletin 44

      Newsletters

      Published: 20/03/2023

      Last modified: 07/07/2026

      This edition of the FCA’s Primary Market Bulletin covers board diversity, the requirement for a prospectus where securities are issued pursuant to a scheme of arrangement, primary information providers and MAR Article 17.