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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Screening for success: Opening the gateway to growth
Speech by Sheree Howard, executive director of Authorisations, at the FCA's Gateway to growth event. -
Final Notice 2021: Principal Claims Management Services Limited [pdf]
This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s -
Electronic money institution applicants
Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA. -
FCA announces plans to stop CMC phoenixing
New rules being proposed will put a stop to claims management phoenixing across the market. -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
PS19/22: Guidance on Cryptoassets
The FCA has carried out work on cryptoassets, both as part of a broader UK Cryptoasset Taskforce and independently to achieve our objectives. This policy statement is the next step in the FCA’s work on cryptoassets and sets out details on where -
Charles Randell letter to Dame Elizabeth Gloster [pdf]
Charles Randell, Chair of the FCA, reply to Dame Elizabeth Gloster confirming that the FCA has no objection to the proposed extention into the Independent investigation into the regulation of London Capital & Finance. -
Commentary on Mortgage lending statistics Q3 2023
Mortgage lenders and administrators submit a Mortgage Lending and Administration Return (MLAR) each quarter to the FCA and Bank of England, providing data on their mortgage lending activities. This commentary covers the MLAR statistics for 2023 Q2. -
Final Notice 2018: Fabulous Flooring (South Yorkshire) Ltd [pdf]
This final notice (Fabulous Flooring (South Yorkshire) Ltd ) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Enforcement data – Annual Report 2019/20
This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.