Filter results

Category

Filter by topic

Topic tags

Historical publications

Historical publications

Filter by date

Date range

Filter by document type

Document type

Search results

Showing 3462 to 3471 of 5167 search results for open finance.

  1. MSD Finance and Legal Services / msdfinanceandlegalservices.com

    Warnings

    Published: 04/06/2024

    Last modified: 22/12/2025

    MSD Finance and Legal Services / msdfinanceandlegalservices.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Establishing trust in sustainable investment products

    Blogs

    Published: 06/12/2024

    Last modified: 05/06/2026

    The FCA revisits the impact of sustainable investment products after new measures were introduced a year ago.
  3. Final Notice 2019: Andrew Morris Cars Ltd [pdf]

    Final notices

    Published: 25/07/2019

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in
  4. Second Supervisory Notice 2019: London Capital & Finance PLC [pdf]

    Supervisory notices

    Published: 28/02/2019

    Last modified: 28/02/2019

    This second supervisory notice (London Capital & Finance PLC) refers to communications in relation to the firm's 'Fixed Rate ISA or Bond' which the FCA considers to be misleading, not fair, not clear and in breach of COBS 4.2.1R. We imposed
  5. Final Notice 2018: JP Greenslade (Jonathan Greenslade trading as) [pdf]

    Final notices

    Published: 11/12/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  6. Code of Conduct for ESG data and ratings providers

    News stories

    Published: 22/11/2022

    Last modified: 08/06/2026

    The FCA announces the formation of a group to develop a Code of Conduct for Environmental Social and Governance (ESG) data and ratings providers.
  7. Forest Savers enters administration

    News stories

    Published: 19/08/2025

    Last modified: 19/08/2025

    Dina Devalia and Terri Mulgrew of Quantuma Advisory Limited have been appointed as joint administrators for Waltham Forest Council Employee Credit Union.
  8. Capital Finance Strategies (clone) (clone of FCA authorised firm)

    Warnings

    Published: 16/07/2019

    Last modified: 21/11/2020

    Capital Finance Strategies (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  9. Final Notice 2019: Paul Dennison (Yes Car Contracts trading as) [pdf]

    Final notices

    Published: 23/04/2019

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
  10. PlusCFD (clone of FCA authorised firm)

    Warnings

    Published: 12/08/2021

    Last modified: 12/08/2021

    PlusCFD (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect
Did you find what you were looking for?