Filter results

Category

Filter by topic

Topic tags

Historical publications

Historical publications

Filter by date

Date range

Filter by document type

Document type

Search results

Showing 3752 to 3761 of 5169 search results for open finance.

  1. PrimeQX (clone of Appointed Representative firm)

    Warnings

    Published: 20/04/2021

    Last modified: 20/04/2021

    PrimeQX (clone of Appointed Representative firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
  2. FCA clamps down on consumer investment harm

    Press Releases

    Published: 18/01/2021

    Last modified: 13/06/2023

    The FCA highlights the many ways in which it works to protect consumers from investment harm by stopping and disrupting potentially harmful firms and activities.
  3. InertiaFinance / Inertia Finance Ltd (Clone of FCA authorised firm)

    Warnings

    Published: 21/06/2022

    Last modified: 21/06/2022

    InertiaFinance / Inertia Finance Ltd (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  4. Impact assessment: Thematic Review: Provision of premium finance to retail general insurance customers (TR15/5) [pdf]

    Impact assessments

    Published: 23/06/2017

    This impact assessment relates to the thematic review of provision of premium finance to retail general insurance customers (TR15/5). It has been verified by the Regulatory Policy Committee.
  5. BOIB Finance Investment Management (clone of FCA authorised firm)

    Warnings

    Published: 04/05/2020

    Last modified: 21/11/2020

    BOIB Finance Investment Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  6. Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct) [pdf]

    Final notices

    Published: 31/01/2023

    This Final Notice (Philip Frederick Edwards (trading as Pe Cctv Direct)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed
  7. Final Notice 2022: Bolton Premier Motors (trading as Ascot Motor Cars) [pdf]

    Final notices

    Published: 04/02/2022

    This Final Notice (Bolton Premier Motors (trading as Ascot Motor Cars)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed
  8. Christopher Woolard appointed Interim Chief Executive of the FCA

    Press Releases

    Published: 24/01/2020

    Last modified: 24/01/2020

    HM Treasury, following advice of the Board of the Financial Conduct Authority (FCA), has appointed Christopher Woolard as Interim Chief Executive.
  9. GC16/3: Primary Market Bulletin No. 13

    Newsletters

    Published: 29/03/2016

    Last modified: 03/09/2016

    Removal from the Official List of listed equity shares of individual funds (individual sub-funds) of Open-ended Investment Companies (OEICs) (UKLA/TN/424.1). ... Sponsors: Application of principle to deal with the FCA in an open and co-operative manner
  10. Final Notice 2018: Independent Portfolio Managers Limited [pdf]

    Final notices

    Published: 03/07/2018

    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and consumer
Did you find what you were looking for?