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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
CP25/35: Quarterly consultation paper No. 50
Proposed Handbook amends include reducing the fee to £100 for overdue or late regulatory returns. -
FCA reveals the financial experiences of people in the UK: Satisfaction with overall financial circumstances is particularly low in London
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
Charles Randell to step down as FCA and PSR Chair in Spring 2022
Charles Randell has asked the Chancellor of the Exchequer to commence the process to appoint his successor as Chair of the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR). Charles plans to step down in Spring 2022. -
FCA reveals the financial experiences of people in the UK: More than half of people in Scotland are potentially vulnerable
The Financial Conduct Authority (FCA) has today published the latest analysis of its Financial Lives survey. Today’s report puts the spotlight on the financial situation of people across the UK and highlights where in the UK people may be more -
FCA enable firms to provide mortgage breathing space
The FCA has moved quickly to make changes to its rulebook to support key commitments made by lenders at last week’s mortgage summit held by the Chancellor. -
Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]
This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We -
Information on insider dealing proceedings - March 2023
FCA provides information on dealing proceedings - March 2023 -
PS19/15: Securitisation (Amendment) (EU Exit) Regulations 2019 and Securitisation Regulations 2018 (near final and final rules)
This Policy Statement outlines the near final rules applying our existing supervisory and enforcement processes to securitisation repositories when the UK leaves the European Union. It also sets out the final rules in respect of additional -
UK Finance / ukfinance.online / uk-finance.online (Clone of FCA authorised firm)
UK Finance / ukfinance.online / uk-finance.online (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with -
Financial crime controls in corporate finance firms: survey findings
Findings from the FCA survey on financial crime controls in corporate finance firms, including areas for improvement and good practice.