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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Overall responsibility and the legal function: DP16/4
In September 2016, we launched Discussion Paper DP16/4 to clarify how and why the legal function is currently captured under the Senior Managers and Certification Regime (SM&CR) and to consider whether it should continue to be part of the regime. -
DP16/3: Availability of information in the UK Equity IPO process
This will be of interest to institutional and retail investors, corporate issuers, investment banks engaged in underwriting and placing activity, corporate finance advisers, and third party research providers. -
Information on current account services – complete set
Last year, we set out how the main current account providers in the UK were publishing better information about the services they offer to consumers and to small businesses, and how far their customers recommend them. Today sees the publication of -
Relending by high-cost lenders
This report sets out our review findings of relending by firms in the high-cost lenders portfolio. -
DP25/3: Expanding consumer access to investments
The FCA is seeking views on what more it can do to ensure its regulations help consumers take informed risks and equip them with the confidence to invest. -
Menopause support for FCA employees
The FCA sets out actions to support employees experiencing menopause, including manager training, workplace adjustments and occupational health support. -
What can the consumer credit sector expect from the FCA?
Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London. -
Consumer warning – Larksway Investments Limited (in Liquidation)
Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016. -
PS24/19: Enhancing the National Storage Mechanism
We summarise the feedback received in response to CP24/17, our longer-term plans for the National Storage Mechanism (NSM), and our final rules and guidance, which will enable us to make it easier for NSM users to find regulated information. -
Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.