Showing 4122 to 4131 of 5168 search results for open finance.

4122. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

4123. Darren Newton banned by the FCA for misappropriating client money

      Press Releases

      Published: 21/05/2018

      Last modified: 21/05/2018

      The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.

4124. Information on average fee charged - May 2024

      FOI releases

      Published: 10/05/2024

      Last modified: 01/01/2025

      FCA provides information on information on average fee charged- May 2024.

4125. FCA sets out plans to improve engagement with pensions

      Press Releases

      Published: 01/12/2022

      Last modified: 01/12/2022

      The FCA publishes a consultation on standards for operators of pension dashboards, and sets out requirements for providers of non-workplace pensions.

4126. Financial services contracts regime

      Markets

      Published: 17/08/2020

      Last modified: 11/02/2026

      The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.

4127. Mirabaud Asset Management / Mirabaud Group (clone of FCA authorised firm)

      Warnings

      Published: 11/11/2016

      Last modified: 11/04/2023

      We have published this statement in order to warn consumers against dealing with unauthorised firms.

4128. CP23/25: Quarterly Consultation Paper No. 42

      Consultation papers

      Published: 01/12/2023

      Last modified: 01/12/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

4129. Implementing Technology Change

      Multi-firm reviews

      Published: 05/02/2021

      Last modified: 05/02/2021

      This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

4130. FCA bans debt management couple for misappropriating client money

      Press Releases

      Published: 23/10/2017

      Last modified: 23/10/2017

      The Financial Conduct Authority (FCA) has today banned Adrian and Christine Whitehurst, former directors of debt management firm First Step Finance Limited (now dissolved), for dishonestly misappropriating client money. Over 4000 customers lost a

4131. The regulation of advice – recommendations post FAMR

      Speeches

      Published: 20/04/2016

      Last modified: 20/04/2016

      Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

4132. MAEF Wealth Management (clone of former PSD agent)

      Warnings

      Published: 16/02/2021

      Last modified: 19/04/2021

      MAEF Wealth Management (clone of former PSD agent) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how