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Showing 4372 to 4381 of 5169 search results for open finance.

  1. PS21/6: Implementation of Investment Firms Prudential Regime

    Policy statements

    Published: 14/12/2020

    Last modified: 29/06/2021

    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).
  2. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms

    Published: 26/08/2019

    Last modified: 24/06/2024

    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.
  3. GC24/2: Primary Market Bulletin No. 48

    Guidance consultations

    Published: 26/04/2024

    Last modified: 26/04/2024

    We are consulting on the following proposed changes to the Knowledge Base.
  4. Tribunal upholds FCA ban and significant fine on insurance broker

    Press Releases

    Published: 28/06/2013

    Last modified: 17/09/2013

    The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to ban Andrew Jeffery, director of Jeffery Flanders (Consulting) Limited, and fine him £150,000 – one of the largest fines imposed on a broker for
  5. Complaints Commissioner’s final reports

    About us

    Published: 27/03/2016

    Last modified: 14/08/2026

    Read the Complaints Commissioner’s final reports and FCA responses.
  6. Capital Finance Group Limited (clone) (clone of FCA authorised firm)

    Warnings

    Published: 14/08/2018

    Last modified: 14/08/2018

    Capital Finance Group Limited (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  7. Sustainability Disclosure Requirements (SDR) regime

    Firms

    Published: 02/02/2024

    Last modified: 08/06/2026

    Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.
  8. Covid-19: savers stay calm and don't rush financial decisions

    Press Releases

    Published: 01/04/2020

    Last modified: 03/04/2020

    The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.
  9. FG17/8: Streamlined advice and consolidated guidance

    Finalised guidance

    Published: 28/09/2017

    Last modified: 18/03/2026

    This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from
  10. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

    Consultation papers

    Published: 22/10/2015

    Last modified: 06/09/2016

    The proposal to delete the IDD and CIDD will be of interest to home finance and investment firms as well as general insurance firms.
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