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Showing 4392 to 4401 of 5169 search results for open finance.

  1. Future consultation on strengthening investor protections in Special Purpose Acquisition Companies (SPACs)

    Statements

    Published: 31/03/2021

    Last modified: 31/03/2021

    We confirm that we will be consulting shortly on amendments to our Listing Rules and related guidance to strengthen protections for investors in Special Purpose Acquisition Companies (SPACs).
  2. FCA seeks feedback on regulation of cryptoasset trading platforms in next phase of road to regulation

    Press Releases

    Published: 02/05/2025

    Last modified: 06/02/2026

    The FCA invites input into the future regulation of specific cryptoasset activities.
  3. FCA welcomes legislation to bring ESG ratings providers into regulation

    News stories

    Published: 27/10/2025

    Last modified: 05/06/2026

    We welcome the government’s legislation to bring Environmental, Social and Governance (ESG) ratings providers into our remit
  4. FCA issued Final Notices against Cathay International Holdings Limited, its CEO and Finance Director

    Press Releases

    Published: 25/07/2019

    Last modified: 23/10/2023

    Today, the FCA has issued Final Notices against all three.
  5. Spindle Trades / spindletrades.com (Clone of FCA Authorised Firm)

    Warnings

    Published: 12/03/2024

    Last modified: 12/03/2024

    Spindle Trades / spindletrades.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  6. City Week: how regulation can help the UK lead in Fintech

    Speeches

    Published: 26/04/2023

    Last modified: 05/12/2025

    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.
  7. Information on FCA warning list of unauthorised firms - May 2024

    FOI releases

    Published: 16/05/2024

    Last modified: 01/01/2025

    FCA provides information on FCA warning list of unauthorised firms.
  8. Cultural evolution: how culture must change to meet expectations

    Speeches

    Published: 26/06/2023

    Last modified: 26/06/2023

    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.
  9. FCA censures Amigo for failing to conduct adequate affordability checks

    Press Releases

    Published: 14/02/2023

    Last modified: 14/02/2023

    The FCA has publicly censured Amigo Loans Ltd for failing to conduct adequate affordability checks on borrowers and guarantors.
  10. UCFX Markets / BL Markets (clone of an FCA authorised firm)

    Warnings

    Published: 07/10/2024

    Last modified: 07/10/2024

    UCFX Markets / BL Markets (clone of an FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
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