Showing 4482 to 4491 of 5169 search results for open finance.

4482. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

4483. Second charge mortgage firms told to raise standards for consumers

      Press Releases

      Published: 12/03/2026

      Last modified: 12/03/2026

      Lenders and brokers in the second charge mortgage market need to consider how they advise customers, assess affordability and charge fees.

4484. The FCA fines and prohibits financial adviser for failing to act with integrity and for failing to be open and honest with the regulator

      Press Releases

      Published: 01/09/2016

      Last modified: 06/03/2017

      The Financial Conduct Authority (FCA) has today banned Elizabeth Anne Parry from performing any function in relation to any regulated financial activity and fined her £109,400 for lying repeatedly to the regulator when asked about her qualification

4485. Statement on transitional arrangements for trading venues under MiFIR Article 54(2)

      Statements

      Published: 03/01/2018

      Last modified: 03/01/2018

      relation to exchange-traded derivatives, under which the open access requirements of Articles 35 or 36, respectively, of MiFIR would not apply until July 2020. ... Accordingly, with effect from 3 January 2018, ICE Futures Europe and LME will not be

4486. Information on insider dealing and breaches of the FCA Handbook - May 2022

      FOI releases

      Published: 23/05/2022

      Last modified: 25/10/2022

      The FCA provides information on Number of people sanctioned, fined, reprimanded or excluded for breaching FCA Handbook Rules and insider dealing.

4487. CP23/10: Primary Markets Effectiveness Review – Feedback to DP22/2 and proposed equity listing rule reforms

      Consultation papers

      Published: 03/05/2023

      Last modified: 03/05/2023

      We want your views on proposed rule changes to create a single listing category for shares in commercial companies. We also summarise feedback to our May 2022 Discussion Paper on the UK listing regime.

4488. Morses Club Limited and Shelby Finance Ltd (trading as Dot Dot Loans) enter administration

      News stories

      Published: 20/11/2023

      Last modified: 23/06/2026

      Morses Club Limited and its wholly owned subsidiary Shelby Finance Ltd (trading as Dot Dot Loans) have entered administration.

4489. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

      Consultation papers

      Published: 02/02/2016

      Last modified: 04/04/2016

      Savings Accounts (ISAs), in a new component to be known as an Innovative Finance ISA (IFISA). ... financial advisers. firms operating loan-based crowdfunding platforms. firms that wish to manage Innovative Finance ISAs.

4490. GC26/2: Application of the Consumer Duty to cryptoasset firms

      Guidance consultations

      Published: 23/01/2026

      Last modified: 30/06/2026

      We are consulting on our proposed guidance on the Consumer Duty for cryptoasset firms.

4491. PS19/19: FCA regulated fees and levies 2019/20

      Policy statements

      Published: 17/04/2019

      Last modified: 05/07/2019

      We are publishing our final 2019/20 regulatory fees and levies including feedback on CP19/16.

4492. CP23/6: Quarterly Consultation Paper No. 39

      Consultation papers

      Published: 03/03/2023

      Last modified: 06/03/2023

      Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.