Showing 4732 to 4741 of 5169 search results for open finance.

4732. A to Z of financial terms - Open finance

      A to Z of financial services to help you understand financial and legal terms.

4733. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

      Multi-firm reviews

      Published: 27/11/2023

      Last modified: 27/11/2023

      Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

4734. FCA fines Starling Bank £29m for failings in their financial crime systems and controls

      Press Releases

      Published: 02/10/2024

      Last modified: 05/12/2025

      The FCA has fined Starling Bank Limited £28,959,426 for financial crime failings related to its financial sanctions screening.

4735. FCA imposes penalties on Sonali Bank (UK) Limited and its former money laundering reporting officer for serious anti-money laundering systems failings

      Press Releases

      Published: 12/10/2016

      Last modified: 12/10/2016

      The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering

4736. PS17/6: Disclosure rules following application of PRIIPs Regulation

      Policy statements

      Published: 02/05/2017

      Last modified: 02/05/2017

      PS17/6: Disclosure rules following application of PRIIPs Regulation. Open consultation: CP16/18 Read more about Open consultation: CP16/18.

4737. FG18/4: The FCA’s approach to the review of Part VII insurance business transfers

      Finalised guidance

      Published: 29/05/2018

      Last modified: 13/02/2026

      This final guidance sets our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.

4738. Chief Executive speaks at APM about recent work and future challenges

      Speeches

      Published: 20/07/2016

      Last modified: 20/07/2016

      Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.

4739. PS16/8: FCA Handbook changes regarding the segregation of client money on loan-based crowdfunding platforms, the Innovative Finance ISA, and the regulated activity of advising on peer-to-peer agreements

      Policy statements

      Published: 21/03/2016

      Last modified: 21/03/2016

      introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements. ... In April 2016 the Government will introduce the Innovative Finance ISA (IFISA), which will allow for peer-to-peer (P2P) agreements to be

4740. Individual sentenced for role in operating unauthorised collective investment scheme

      Press Releases

      Published: 19/06/2015

      Last modified: 19/06/2015

      You came to Plott with your eyes wide open. Rather than running a mile from the activities of Plott, you endorsed their fraudulent activities and worked hard to achieve their fraudulent

4741. FCA takes first criminal action against an individual acting as unlicensed consumer credit lender

      Press Releases

      Published: 17/01/2017

      Last modified: 02/06/2017

      Mr Dharam Prakash Gopee has today, 17 January 2017, appeared at Westminster Magistrates Court charged with offences under the Consumer Credit Act 1974 and the Financial Services and Markets Act 2000. These charges arise from an investigation

4742. Managing potential risks from inactive appointed representatives

      Good and poor practice

      Published: 21/04/2026

      Last modified: 21/04/2026

      Read our review of good practice and areas for improvement we have seen in our supervisory work related to inactive appointed representatives (ARs).