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Showing 482 to 491 of 5162 search results for open finance.

  1. Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives

    Press Releases

    Published: 06/11/2018

    Last modified: 06/11/2018

    The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata).
  2. PS21/23: Enhancing climate-related disclosures by standard listed companies

    Policy statements

    Published: 17/12/2021

    Last modified: 17/12/2021

    We are extending the application of our climate-related disclosure requirements to issuers of standard listed shares and Global Depositary Receipts representing equity shares.
  3. Sanctions systems and controls in our firms: our findings

    Good and poor practice

    Published: 28/05/2026

    Last modified: 28/05/2026

    UK sanctions have become more complex in recent years. This report reviews financial firms’ controls, highlighting good and poor practices and areas for improvement to support better compliance with sanctions rules.
  4. Financial watchdog proposes to ban debt packager referral fees to protect consumers

    Press Releases

    Published: 02/02/2023

    Last modified: 02/02/2023

    The FCA is to push ahead with proposals to ban debt packager firms from receiving referral fees from debt solution providers, following further analysis of the market.
  5. FSA fines Royal Bank of Scotland Group £5.6m for UK sanctions controls failings

    Press Releases

    Published: 03/08/2010

    Last modified: 29/11/2021

    The Financial Services Authority (FSA) has today fined members of the Royal Bank of Scotland Group (RBSG) £5.6m for failing to have adequate systems and controls in place to prevent breaches of UK financial sanctions.
  6. Consumer support outcome: good practices and areas for improvement

    Good and poor practice

    Published: 07/03/2025

    Last modified: 10/07/2026

    Read the findings of our review into firms’ approaches to consumer support.
  7. The FCA’s long term review into AI and retail financial services: designing for the unknown

    Speeches

    Published: 30/01/2026

    Last modified: 30/01/2026

    Speech by Sheldon Mills, at the FCA's Supercharged Sandbox Showcase event.
  8. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

    Speeches

    Published: 14/03/2024

    Last modified: 05/12/2025

    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.
  9. CP25/3: Consultation on further proposals for firms operating public offer platforms

    Consultation papers

    Published: 31/01/2025

    Last modified: 31/01/2025

    This consultation paper is part of the broader project on the new regime for public offers and admissions to trading.
  10. FCA response to the independent panels’ 2022/23 annual reports

    Published: 01/02/2024

    Last modified: 28/10/2025

    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.
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