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Showing 4852 to 4861 of 5169 search results for open finance.

  1. Research Note: Review of Maximal Extractable Value and Blockchain Oracles

    FCA research

    Published: 02/02/2024

    Last modified: 03/06/2026

    This paper is designed to support market participants and regulators to better understand the emerging technology landscape and build the foundation of knowledge needed to assess the potential risks and opportunities created by new technology.
  2. The FCA’s approach to the authorisation and supervision of Insurance Special Purpose Vehicles

    News stories

    Published: 23/11/2016

    Last modified: 31/01/2017

    The Financial Conduct Authority (FCA) is jointly consulting with the Prudential Regulation Authority (PRA) on the proposed approach to authorisation and supervision of Insurance Special Purpose Vehicles (ISPVs), which will facilitate Insurance
  3. FCA fines Charles Schwab UK £8.96 million over safeguarding and compliance failures

    Press Releases

    Published: 21/12/2020

    Last modified: 21/12/2020

    The Financial Conduct Authority (FCA) has fined Charles Schwab UK Ltd (CSUK) £8.96 million for failing to adequately protect client assets, carrying out a regulated activity without permission and making a false statement to the FCA.
  4. Second charge mortgages – improving outcomes for consumers

    Good and poor practice

    Published: 12/03/2026

    Last modified: 13/03/2026

    We have reviewed mortgage advice, fees and charges, and affordability assessments by second charge mortgage intermediaries and lenders.
  5. PS15/13: Guaranteed Asset Protection insurance: competition remedy

    Policy statements

    Published: 10/06/2015

    Last modified: 24/10/2016

    In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.
  6. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

    Press Releases

    Published: 01/03/2016

    Last modified: 18/01/2017

    Week 1 - The FCA will run ‘Positive Compliance sessions’ for firms in the investment and home finance sectors and will focus on the advice process.
  7. MiFID reporting after the Brexit transition period

    Markets

    Published: 04/12/2020

    Last modified: 05/12/2025

    Read this page if your firm is migrating to FCA FIRDS or FCA FITRS after 31 December 2020. You will find information here about what you need to do. 
  8. CP20/16: Debt advice levy rates for 2020/21 – additional funding

    Consultation papers

    Published: 05/08/2020

    Last modified: 16/10/2020

    We are consulting on the rates at which we propose to charge our levies for the additional amount of funding for debt advice notified to us by Her Majesty’s Treasury (the Treasury) and the Department for Work and Pensions (DWP) in 2020/21.
  9. Birmingham Inner Circle Community Credit Union Limited enters administration

    News stories

    Published: 26/09/2022

    Last modified: 26/09/2022

    Birmingham Inner Circle Community Credit Union Limited was placed into administration on 26 September 2022 and has now stopped trading. Dina Devalia and James Varney of Quantuma Advisory Limited have been appointed as joint administrators.
  10. Cryptoasset firms can request pre-application meetings from 11 May 2026

    News stories

    Published: 30/04/2026

    Last modified: 30/04/2026

    From 11 May 2026, cryptoasset firms preparing for the new FSMA regime will be able to request a pre-application meeting with us via our Pre-Application Support Service (PASS).
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