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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
Enforcement investigations and the Senior Managers Regime information - October 2020
FCA provides information on Enforcement investigations and the Senior Managers Regime. -
Anti-fraud controls and complaint handling in firms (with a focus on APP Fraud)
This publication sets out the key findings from our review of how firms mitigate the risks of APP fraud and fraud attacks more broadly. -
Market soundings in UK equity capital markets – wholesale banks
The FCA analysed the impact of market soundings on market quality in equity capital market (ECM) transactions in UK listed shares. These are the findings. -
CP25/26: Consequential Handbook changes following the proposals in CP25/17
We’re consulting on additional changes to Handbook rules to ensure that our proposals work effectively with existing rules relating to pensions choices -
FCA publishes Decision Notice against Paul Reynolds deciding to ban him and fine him £290,344
The Financial Conduct Authority (FCA) has today published a Decision Notice against Paul Reynolds (formerly known as Paul Brian Reynolds). -
CP18/28: Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation
In this paper, we publish our proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also set out our proposed approach to EU -
FCA warns public of investment scams as over £197 million reported losses in 2018
The FCA warns investors to be vigilant to the threat posed by investment scammers, as data from Action Fraud reveals over £197 million reported losses in 2018. -
Financial services regulation and enforcement: recent developments and emerging issues
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial Conduct Authority‘s Project Innovate celebrates first anniversary with plans for ‘regulatory sandbox’
The FCA has suggested a number of additional solutions open to the industry acting collectively, such as establishing a virtual testing environment and setting up an authorised umbrella company that allows ... The FCA intends to open the sandbox unit to -
Nova / Nova Commercial Finance Limited (Clone of a Previously FCA Authorised Firm and Dissolved UK Company)
Nova / Nova Commercial Finance Limited (Clone of a Previously FCA Authorised Firm and Dissolved UK Company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you