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A to Z of financial terms - Open finance
A to Z of financial services to help you understand financial and legal terms. -
FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7
one new technical note to explain the application of a sponsor’s obligation to deal with the FCA in an open and co-operative manner. ... UKLA/TN/632.1 – Non-equity retail prospectuses. UKLA/TN/713.1 – Sponsors: Application of principle to deal with -
FCA reminds insurance firms to review the value of their products in light of the impacts of coronavirus
On 3 June 2020, we published guidance setting out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from the coronavirus (Covid-19). -
FCA and ASA team up with Sharon Gaffka to warn fin-fluencers of risks of promoting illegal ‘get rich quick’ schemes
We and the ASA will be engaging with influencers, providing them with clear information about what could be an illegal financial promotion. -
Capita Financial Managers to pay up to £66 million for the benefit of investors in the Connaught Income Fund, Series 1
The Financial Conduct Authority has today announced that Capita Financial Managers Limited (CFM) has been publicly censured and will pay up to £66 million to those investors who suffered loss as a result of investing in the Guaranteed Low Risk -
PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules
This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35. -
FCA confirms measures to protect customers from the loyalty penalty in home and motor insurance markets
The FCA implements new rules to improve competition and protect home and motor insurance customers from loyalty penalties. -
DP 21/2: Diversity and inclusion in the financial sector – working together to drive change
We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector. -
CP24/27: Advice Guidance Boundary Review – proposed targeted support reforms for pensions
We are consulting on how we can take forward a new type of support for consumers with their pensions, called targeted support. -
PS19/3: General standards and communication rules for the payment services and e-money sectors
This Policy Statement confirms general standards and communication rules for the payment services and e-money sectors following our Consultation Paper CP18/21. -
Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert
Firms should be open and honest with their insurers and take reasonable care to organise and control their affairs responsibly and effectively, with adequate risk management systems appropriate to their business