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Showing 5022 to 5031 of 5169 search results for open finance.

  1. Draft Guidance: Mortgages and coronavirus: updated Tailored Support Guidance for firms

    Guidance consultations

    Published: 13/01/2021

    Last modified: 13/01/2021

    This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of mortgage customers.
  2. PS20/01: Mortgage advice and selling standards: feedback to CP19/17 and final rules

    Policy statements

    Published: 07/05/2019

    Last modified: 08/05/2024

    This policy statement includes findings from the Mortgages Market Study (MMS) which identified three potential harms relating to our mortgage advice and selling standards.
  3. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases

    Published: 05/11/2014

    Last modified: 29/11/2021

    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted
  4. Information on number of mortgage prisoners and impact of affordability tests - August 2025

    FOI releases

    Published: 28/08/2025

    Last modified: 01/10/2025

    The FCA provides information on number of mortgage prisoners and impact of affordability tests.
  5. Information on the number of individuals who currently come under the Senior Managers Regime - May 2020

    FOI releases

    Published: 22/05/2020

    Last modified: 25/10/2022

    FCA provides information on the number of individuals who currently come under the Senior Managers Regime.
  6. FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

    Press Releases

    Published: 01/07/2019

    Last modified: 01/07/2019

    Following consultation feedback, the Financial Conduct Authority (FCA) is confirming new rules restricting the sale, marketing and distribution of CFDs and CFD-like options to retail customers.
  7. FCA stops Advantage Wealth Management Ltd from carrying out regulated activities and imposes assets restriction

    News stories

    Published: 05/02/2026

    Last modified: 05/02/2026

    The FCA has imposed restrictions on independent financial adviser Advantage Wealth Management Ltd (AWM), which means it must not dispose of any assets or conduct any regulated activities without the written consent of the FCA.
  8. PS25/11: Mortgage Rule Review: First steps to simplify our rules and increase flexibility

    Policy statements

    Published: 22/07/2025

    Last modified: 22/07/2025

    The FCA summarises feedback received and sets out its final rules on proposals to simplify specific responsible lending and advice rules for mortgages.
  9. Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: draft temporary guidance for firms

    Guidance consultations

    Published: 17/04/2020

    Last modified: 30/11/2020

    The FCA's guidance to regulated firms that enter into rent-to-own (RTO), buy-now pay-later (BNPL) (as defined in the FCA Handbook), or pawnbroking agreements and applies in the exceptional circumstances arising out of the coronavirus (Covid-19)
  10. FCA fines and imposes a restriction on Canara Bank for anti-money laundering systems failings

    Press Releases

    Published: 06/06/2018

    Last modified: 06/06/2018

    The Financial Conduct Authority (FCA) has fined Canara Bank £896,100 and has imposed a restriction, preventing it from accepting deposits from new customers for 147 days.
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