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Showing 5032 to 5041 of 5169 search results for open finance.

  1. FG19/2: SM&CR: Guidance on Statements of Responsibilities and Responsibilities Maps

    Finalised guidance

    Published: 08/03/2019

    Last modified: 30/08/2019

    This page explains the FCA's final guidance on practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities and Responsibilities Maps.
  2. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

    Press Releases

    Published: 28/07/2022

    Last modified: 28/07/2022

    The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation
  3. CP23/9 – Changing the scope of the baseline financial resilience regulatory return

    Consultation papers

    Published: 02/05/2023

    Last modified: 06/06/2023

    We’re consulting on changes to the scope of firms that provide us with baseline financial resilience data to include all full permission consumer credit firms.
  4. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs

    Policy statements

    Published: 04/10/2021

    Last modified: 25/09/2025

    We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.
  5. CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies

    Consultation papers

    Published: 14/07/2015

    Last modified: 14/07/2015

    with financial assets of at least £250,000 that are account holders or that have applied to open an account, including joint accounts, with an NRFB.
  6. FCA proposes introduction of price cap on rent-to-own firms to protect vulnerable consumers from high costs

    Press Releases

    Published: 22/11/2018

    Last modified: 22/11/2018

    The Financial Conduct Authority today proposed to introduce a price cap on the rent-to-own (RTO) sector. The cap, subject to consultation, will come into force on 1 April 2019 providing protection for some of the most financially vulnerable people
  7. FCA fines Towergate and former director Timothy Philip for client and insurer money failings

    Press Releases

    Published: 13/07/2016

    Last modified: 13/07/2016

    Mr Philip was a director at Towergate and the Finance Director of one of its intermediate parent companies between October 2005 and June 2012 and was also Towergate’s Client Money ... Officer. Mr Philip was responsible for the day to day management of
  8. PS18/22: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service

    Policy statements

    Published: 26/06/2018

    Last modified: 14/12/2018

    In this policy statement, we summarise and respond to feedback to Consultation Paper 18/16: Authorised push payment fraud – extending the jurisdiction of the Financial Ombudsman Service.
  9. Information on FCA Raids, s166 skilled person reviews and age of investigations - September 2024

    FOI releases

    Published: 04/09/2024

    Last modified: 31/12/2024

    FCA provides information on FCA Raids, s166 skilled person reviews and age of investigations - September 2024.
  10. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

    Policy statements

    Published: 29/04/2016

    Last modified: 29/04/2016

    Firms should also ensure that they deal with the FSCS in an open, cooperative and timely way.
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