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Showing 5042 to 5051 of 5169 search results for open finance.

  1. Information on investigations and skilled persons reviews into e-money firm - January 2024

    FOI releases

    Published: 16/01/2024

    Last modified: 01/01/2025

    FCA provides information on investigations and skilled persons reviews into e-money firm - January 2024.
  2. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

    Press Releases

    Published: 17/09/2013

    Last modified: 07/02/2022

    The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013
  3. Once-in-a-generation advice changes to help millions navigate their financial lives

    Press Releases

    Published: 30/06/2025

    Last modified: 05/12/2025

    The FCA's proposals could help millions more people access financial advice.
  4. FCA commences civil proceedings in relation to alleged unauthorised regulated mortgage contracts and sale & rent back agreements

    Press Releases

    Published: 13/07/2020

    Last modified: 13/07/2020

    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against London Property Investments (U.K) Limited (LPI), NPI Holdings Limited (NPI), Daniel Stevens (the sole director and shareholder of both companies) and his
  5. PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies

    Policy statements

    Published: 20/09/2018

    Last modified: 29/03/2019

    This Policy Statement outlines how we will apply our Senior Managers and Certification Regime (SM&CR) to claims management companies (CMCs) and their staff. The regime aims to strengthen individual accountability in the firms we regulate and raise
  6. Restrictions imposed on wealth management firm Strowz Ltd in response to significant concerns

    News stories

    Published: 22/05/2025

    Last modified: 22/05/2025

    The FCA has imposed restrictions on wealth management firm Strowz Ltd.
  7. GC13/3 Examples of good and poor practice in ‘Banks’ control of financial crime risks in trade finance’

    Guidance consultations

    Published: 02/07/2013

    Last modified: 07/02/2022

    This proposed guidance relates to the following rule(s) in the FCA Handbook.
  8. FCA publishes new data on savings interest rates and announces new rules coming into effect

    Press Releases

    Published: 01/12/2016

    Last modified: 01/12/2016

    The Financial Conduct Authority (FCA) has today published the third and final ‘sunlight remedy’ data set, showing the lowest interest rates available from 32 providers of cash savings accounts and easy access cash ISAs. This is part of the
  9. CP16/14: UCITS V Level 2 Regulation, SFTR and consequential changes to the Handbook

    Consultation papers

    Published: 19/05/2016

    Last modified: 19/05/2016

    We are consulting on proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes sourcebook (COLL), following the adoption of the Undertakings for Collective Investment in Transferable Securities V Level 2
  10. Information on the number and value of mortgages with advances greater than £5 million May 2023

    FOI releases

    Published: 15/05/2023

    Last modified: 31/12/2024

    FCA provides information on the number and value of mortgages with advances greater than £5 million May 2023.
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