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Showing 5052 to 5061 of 5169 search results for open finance.

  1. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches

    Published: 14/11/2014

    Last modified: 20/10/2015

    And that, in turn, opens up the prospect of deeper regulatory understanding of what’s driving consumer financial decisions and how receptive different types of consumers are to market events – including
  2. CP17/13: Fourth money laundering directive and fund transfer regulation implementation (DEPP and EG)

    Consultation papers

    Published: 12/06/2017

    Last modified: 12/06/2017

    We are consulting on our proposals to ensure that our guidance, policies and procedures relating to the use of our powers under the new money laundering regulations are up to date, effective and proportionate.
  3. Wholesale banks and asset management cyber multi-firm review findings

    Multi-firm reviews

    Published: 10/12/2018

    Last modified: 29/08/2025

    In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors.
  4. Information on value and volume of regulated bridging loans 2023 - 2024 - March 2025

    FOI releases

    Published: 20/03/2025

    Last modified: 30/04/2025

    FCA provides information on value and volume of regulated bridging loans 2023 - 2024.
  5. CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients

    Consultation papers

    Published: 06/12/2016

    Last modified: 09/03/2017

    This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.
  6. CP25/2: Further changes to the public offers and admissions to trading regime and the UK Listing Rules

    Consultation papers

    Published: 31/01/2025

    Last modified: 31/01/2025

    We’re consulting on further proposals to support the Public Offers and Admissions to Trading Regulations (POATRs) and to change UK Listing Rules.
  7. Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

    Press Releases

    Published: 10/04/2019

    Last modified: 10/04/2019

    The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).
  8. Beyond disclosure for high-risk investments: slow down and think

    Research articles FCA research

    Published: 02/02/2022

    Last modified: 03/06/2026

    This article explores our research into risk warnings, decision points and self-certification, published in January 2021.
  9. FG19/05: General insurance distribution chain: Finalised guidance for insurance product manufacturers and distributors

    Finalised guidance

    Published: 19/11/2019

    Last modified: 12/10/2021

    FG19/5: This guidance gives further clarity on our expectations of firms in the GI and pure protection sector. In particular, how firms should consider the value that the product and distribution arrangements present to the customer.
  10. FS19/04: Fair Pricing in Financial Services: summary of responses and next steps

    Feedback statements

    Published: 31/10/2018

    Last modified: 18/07/2019

    This Feedback Statement (FS) follows the publication of our Discussion Paper (DP) on Fair Pricing in Financial Services in October 2018.
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