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Showing 5102 to 5111 of 5170 search results for open finance.

  1. PS23/1: Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme

    Policy statements

    Published: 28/11/2022

    Last modified: 27/01/2023

    Final rules to extend asset retention rules for certain firms who provided transfer advice to BSPS members. We also summarise feedback to CP22/22.
  2. FCA appoints David Anthony Scott as Interim General Counsel and Raj Parker as a senior legal adviser

    Press Releases

    Published: 23/06/2021

    Last modified: 23/06/2021

    The FCA has appointed David Anthony Scott as its Interim General Counsel.
  3. Finalised Guidance: Bounce Back Loan Scheme: guidance for firms using Pay as You Grow options

    Finalised guidance

    Published: 26/01/2021

    Last modified: 26/01/2021

    Read FG20/6 (PDF)
  4. Multi-firm review of liquidity risk management at wholesale trading firms

    Multi-firm reviews

    Published: 10/03/2025

    Last modified: 11/03/2025

    This paper summarises our observations from the multi-firm review of liquidity risk management at a range of wholesale trading (sell-side) firms.
  5. CACEIS UK censured and to pay £31.7m to WealthTek clients for weak financial crime controls

    Press Releases

    Published: 25/06/2026

    Last modified: 26/06/2026

    CACEIS UK, an asset servicing bank, has been censured by the FCA and will make a £31.7m voluntary payment to WealthTek clients for failing to act on information that left clients exposed to the risk of financial crime.
  6. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

    Press Releases

    Published: 14/12/2022

    Last modified: 05/12/2025

    With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.
  7. PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules

    Policy statements

    Published: 24/07/2017

    Last modified: 01/06/2018

    This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).
  8. Information on FCA investigations and restrictions on firms relating to financial crime and consumer duty - October 2024

    FOI releases

    Published: 11/10/2024

    Last modified: 31/12/2024

    FCA provides information on FCA investigations and restrictions on firms relating to financial crime and consumer duty - October 2024
  9. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

    Policy statements

    Published: 02/12/2021

    Last modified: 02/12/2021

    We set out our new rules to make primary markets work more effectively for both companies and investors.
  10. FCA finds further work required to fully embed ‘Guiding Principles’ for ESG and sustainable investment funds

    Press Releases

    Published: 16/11/2023

    Last modified: 08/06/2026

    A review by the FCA has found that while most Authorised Fund Managers (AFMs) have made efforts to comply with the FCA’s expectations on the design, delivery, and disclosure of their ESG and sustainable funds, further improvement is needed.
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