Filter results

Category

Filter by topic

Topic tags

Historical publications

Historical publications

Filter by date

Date range

Filter by document type

Document type

Search results

Showing 5122 to 5131 of 5170 search results for open finance.

  1. PS21/19: Changes to the SCA-RTS and to guidance in the Approach Document and the Perimeter Guidance Manual

    Policy statements

    Published: 29/11/2021

    Last modified: 29/11/2021

    We set out final rules for Regulatory Technical Standards on Strong Customer Authentication and Secure Communication (SCA-RTS). We also set out amendments to ‘Payment Services and Electronic Money – Our Approach’ (Approach Document, AD
  2. FCA review finds weaknesses in some ‘host’ Authorised Fund Management firms’ governance and operations

    Press Releases

    Published: 30/06/2021

    Last modified: 30/06/2021

    The Financial Conduct Authority (FCA) has called for so-called ‘host’ Authorised Fund Managers (AFMs) to improve their standards following a review of firms published today.
  3. High-cost short-term credit agreements and coronavirus: updated temporary guidance for firms

    Finalised guidance

    Published: 15/07/2020

    Last modified: 20/11/2020

    This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of high-cost short-term credit agreement customers.
  4. CP18/18: Guidance on regular premium PPI complaints and recurring non-disclosure of commission

    Consultation papers

    Published: 04/07/2018

    Last modified: 15/04/2019

    This paper consults on new guidance that clarifies our expectations about the handling of certain regular premium payment protection insurance (PPI) complaints. 
  5. CP18/36: Brexit: proposed changes to the Handbook and Binding Technical Standards – second consultation

    Consultation papers

    Published: 23/11/2018

    Last modified: 01/03/2019

    In this paper, we publish further proposals on how we will amend our Handbook and EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. We also consult on our proposed approach to
  6. FCA announces proposals to fundamentally reform the way banks charge for overdrafts and extends protections for other high-cost credit products

    Press Releases

    Published: 18/12/2018

    Last modified: 11/04/2024

    The FCA has announced the next package of measures forming part of its high-cost credit review.
  7. FG18/5: Guidance on financial crime systems and controls: insider dealing and market manipulation

    Finalised guidance

    Published: 27/03/2018

    Last modified: 13/12/2018

    We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.
  8. PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules

    Policy statements

    Published: 05/06/2015

    Last modified: 13/10/2016

    In this Policy Statement we summarise the feedback we received to the proposals contained in CP15/3 and give our responses. We are also publishing our final Handbook rules and guidance on implementing the Government’s legislative regime for
  9. Information on enforcement investigations MLR 2007, MLR 2017, POCA 2002 - February 2022

    FOI releases

    Published: 28/02/2022

    Last modified: 25/10/2022

    The FCA answers multiple questions regarding investigations into breaches of the Money Laundering Regulations 2007 (MLR 2007) and Money Laundering Regulations 2017 (MLR 2017).
  10. Implementing MiFID II – multi-firm review of research unbundling reforms

    Multi-firm reviews

    Published: 19/09/2019

    Last modified: 29/08/2025

    Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately.
Did you find what you were looking for?