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Showing 5152 to 5161 of 5169 search results for open finance.

  1. CP18/22: Handbook changes to reflect the application of the EU Securitisation Regulation and the amendment to the Capital Requirement Regulation

    Consultation papers

    Published: 01/08/2018

    Last modified: 19/03/2019

    The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) came into effect on 18 January 2018. Most of their provisions came into effect on 1 January 2019. We have consulted on a number of changes to ensure
  2. CP26/12: Proposed amends to PRA Rulebook and FCA Guidance concerning the Loan to Income flow limit in mortgage lending

    Consultation papers

    Published: 01/04/2026

    Last modified: 01/06/2026

    Proposed amendments to PRA Rulebook and FCA Guidance concerning the Loan to Income flow limit in mortgage lending.
  3. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

    Multi-firm reviews

    Published: 24/09/2019

    Last modified: 29/08/2025

    We reviewed firms’ governance practices covering the value provided by unit-linked funds.
  4. Investec Plc / Investec Asset Management (clone of FCA authorised firms and UK registered company)

    Warnings

    Published: 28/10/2020

    Last modified: 26/04/2022

    Investec Plc / Investec Asset Management (clone of FCA authorised firms and UK registered company) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary
  5. CP21/15: Benchmarks Regulation: how we propose to use our powers over use of critical benchmarks

    Consultation papers

    Published: 20/05/2021

    Last modified: 29/09/2021

    We are consulting on how we propose using two new powers introduced through amendments to the Benchmarks Regulation (BMR) under the Financial Services Act 2021 (FS Act).
  6. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

    Press Releases

    Published: 24/02/2015

    Last modified: 24/02/2015

    Since discovering the failings, Aviva Investors and its senior management have worked with the FCA in an exceptionally open and cooperative manner and have committed significant resources to investigating and addressing
  7. ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

    News stories

    Published: 18/01/2018

    Last modified: 18/01/2018

    On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.
  8. CP18/35: Rent-to-own and alternatives to high-cost credit – feedback on CP18/12 and consultation on a price cap

    Consultation papers

    Published: 22/11/2018

    Last modified: 05/03/2019

    This paper sets out our proposed price cap on the rent-to-own market, summarises feedback to CP18/12 on the questions we asked about rent-to-own, and sets out our final rules on a point-of-sale ban on extended warranties alongside the sale of an RTO
  9. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

    Policy statements

    Published: 28/02/2019

    Last modified: 04/02/2020

    Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8
  10. FSA - PS12/16 Mortgage Market Review – feedback on FSA CP11/31 and final rules

    Policy statements

    Published: 24/10/2012

    Last modified: 07/02/2022

    This Policy Statement summarises the feedback to our consultation on our proposals for the mortgage market and sets out our final rules.
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