Showing 1121 to 1130 of 1323 search results for primary market bulletin.

1121. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

      Thematic reviews

      Published: 21/07/2016

      Last modified: 29/08/2025

      FCA surveyed the UK equity marketplace, focusing on dark pools and broker crossing networks, by examining promotional activity and the identification and management of conflicts of interest.

1122. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

      Press Releases

      Published: 01/10/2018

      Last modified: 01/10/2018

      The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

1123. Enhancing the UK’s capital markets – The FCA’s role and priorities

      Speeches

      Published: 08/02/2022

      Last modified: 08/02/2022

      Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

1124. The public offer platform - Engagement Paper 5

      Calls for input

      Published: 13/07/2023

      Last modified: 12/12/2023

      We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

1125. All aboard: strong infrastructure for smooth journeys

      Speeches

      Published: 06/11/2024

      Last modified: 06/11/2024

      Speech delivered by FCA chief operating officer Emily Shepperd at the UKSIF Leadership Summit

1126. FCA operating service metrics 2022/23

      Data

      Published: 20/07/2023

      Last modified: 26/02/2024

      This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

1127. Information on a list of the insurance firms - April 2024

      FOI releases

      Published: 26/04/2024

      Last modified: 01/01/2025

      FCA provides information on a list of the insurance firms.

1128. FCA sets out latest expectations for firms on Brexit

      Press Releases

      Published: 11/10/2019

      Last modified: 11/10/2019

      The FCA and regulated firms have been taking steps to prepare in the event the UK leaves the EU on 31 October 2019 without a deal.

1129. Pension scheme operators are at risk from smarter scams

      News stories

      Published: 24/01/2017

      Last modified: 12/04/2024

      The FCA highlights risks from authorised firms failing to carry out appropriate due diligence on investment offerings.

1130. Consumer Investments: Strategy and Feedback Statement

      Corporate documents

      Published: 14/09/2021

      Last modified: 29/12/2025

      The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this.