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Showing 1201 to 1210 of 1323 search results for primary market bulletin.
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Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
FCA and Industry Working Group on interest-only mortgages: terms of reference
We are forming a working group to support and inform our review of existing interest-only guidance as well helping our understanding on how interest-only borrowers are currently treated. -
DP16/2: CASS 7A and the Special Administration Regime Review
The recommendations aim to improve the speed of return of client assets to an investment firm’s clients in the event of its failure and minimise the market impact of its ... definitions of a primary pooling event (PPE) and secondary pooling event, the -
Information on prospectus regulation rules and the listing rules - November 2024
FCA provides information on prospectus regulation rules and the listing Rules. -
FCA fines former chief executive of Carillion plc (in liquidation)
The FCA has fined Richard Howson £237,700 for his part in misleading statements being issued by Carillion plc. -
Financial Conduct Authority provides update on regulatory sandbox
The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox. -
Information on mortgages and pure protection - December 2025
The FCA provides information on mortgages and pure protection -
The final countdown: Completing sterling LIBOR transition by end-2021
After many years of preparation, 2021 is the critical year for firms to complete their transition away from LIBOR. The LIBOR administrator, ICE Benchmark Administration, is consulting on ceasing publication of all sterling LIBOR settings at the end -
Update on our work around pensions and retirement income
Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area. -
Price and Value Outcome: Good and Poor Practice
This publication collates insights from our supervisory work on the price and value outcome since the introduction of the Consumer Duty. It’s intended to help firms improve the way they think about fair value assessments.