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Showing 1211 to 1220 of 1323 search results for primary market bulletin.
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TR19/4: Understanding the money laundering risks in the capital markets
Thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry. -
Protected forward-looking statements – Engagement Paper 3
This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime. -
FCA overhauls listing rules to boost growth and innovation on UK stock markets
The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors. -
CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals
This paper will be of primary interest to UK banks, building societies, credit unions and PRA-designated investment firms (collectively referred to in the paper as ‘relevant firms’). ... Following recommendations made by the Parliamentary Commission -
DP24/1: Regulation of commercial and bespoke insurance business
We sought your views on whether our rules appropriately balance customer protection and competitiveness. -
Supreme Court judgment in FCA’s business interruption insurance test case
The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case. -
A helping hand for the invisible hand: the FCA’s approach to competition and innovation
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London. -
Eligibility for listing Equity shares (international commercial companies secondary listing) [docx]
UK Listing eligibility form. -
Information on enforcement investigations into Senior Managers - May 2022
The FCA responds to multiple questions on enforcement investigations into Senior Managers. -
Interest rate benchmark reform: transition to a world without LIBOR
Andrew Bailey, chief executive of the FCA, on transitioning from LIBOR to alternative interest rate benchmarks.