Showing 1231 to 1240 of 1323 search results for primary market bulletin.

1231. Market soundings in UK equity capital markets – wholesale banks

      Multi-firm reviews

      Published: 20/04/2026

      Last modified: 20/04/2026

      The FCA analysed the impact of market soundings on market quality in equity capital market (ECM) transactions in UK listed shares. These are the findings.

1232. FCA Mortgage Conference 2015 — panel summaries

      News stories

      Published: 18/01/2016

      Last modified: 16/06/2016

      Speaker: Campbell Robb – CEO, Shelter. Panellists:. Nida Broughton – Chief Economist, Social Market Foundation. ... Is society willing to accept this? the housing market must work for participants of all ages.

1233. The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July

      News stories

      Published: 16/06/2021

      Last modified: 16/06/2021

      FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR

1234. FCA fines and bans former Deutsche Bank trader, Guillaume Adolph

      Press Releases

      Published: 05/03/2018

      Last modified: 05/03/2018

      The Financial Conduct Authority (FCA) has fined Guillaume Adolph £180,000 and banned him from performing any function in relation to any regulated financial activity.

1235. PMB 30 technical note: Class testing changes to an investment management agreement (blackline) [pdf]

      Primary market

      Published: 19/08/2020

      Last modified: 19/08/2020

      PMB 30 technical note: Class testing changes to an investment management agreement (blackline)

1236. Information on firms selling contract for difference products - December 2025

      FOI releases

      Published: 16/12/2025

      Last modified: 30/01/2026

      FCA provide information on firms selling contract for difference products

1237. Multi-firm review into off-channel communications

      Multi-firm reviews

      Published: 07/08/2025

      Last modified: 07/08/2025

      Our findings on firms’ approach to off-channel communications.

1238. Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog

      Press Releases

      Published: 20/12/2023

      Last modified: 05/12/2025

      Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA).

1239. Information on investigations into breaches under SM&CR - November 2024

      FOI releases

      Published: 22/11/2024

      Last modified: 30/10/2025

      FCA provides information on investigations into breaches under SM&CR - November 2024

1240. Inside information: how to identify, control and disclose

      Markets

      Published: 07/06/2020

      Last modified: 22/05/2026

      This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.