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Showing 1261 to 1270 of 1323 search results for primary market bulletin.
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AIM Investment Company fined for failing to disclose inside information as soon as possible
The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR). This is the first fine the FCA has -
FCA updates on its Sustainability Disclosure Requirements (SDR) and investment labels consultation
The FCA sets out some of the feedback on our proposals and our next steps, including timing of the Policy Statement. -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
Wealth Managers and Financial Advisers and change of control requests 2017-2021 - March 2022
The FCA provides data on Wealth Managers and Financial Advisers. -
Brexit: information for life insurers in the UK about pensions and retirement income
A focus for UK life insurers is their ability to continue to provide services to EEA-based customers (including expats). -
FCA publishes the interim report of its investment and corporate banking market study and a discussion paper on the IPO process
It also considered links between competition in these primary market services and related activities such as corporate lending and broking, and ancillary services. ... to compete for primary market services. -
Catalysing productivity and growth: A change in mindset on financial inclusion
Speech by Nikhil Rathi, FCA Chief Executive, StepChange Connected 2024, Leeds. -
The Financial Conduct Authority outlines how it will regulate crowdfunding
excluding their primary residence, pensions and life cover) in unlisted shares or unlisted debt securities. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
FCA bans Lee Morgan for British Steel Pension Scheme advice failings
The FCA has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. -
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration
The primary changes are:. Extending deferral (the period during which variable remuneration is withheld following the end of the accrual period) to seven years for senior managers, five years for PRA ... The FCA has an overarching strategic objective of