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Showing 1281 to 1290 of 1323 search results for primary market bulletin.
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CP25/2: Further changes to the public offers and admissions to trading regime and the UK Listing Rules
We’re consulting on further proposals to support the Public Offers and Admissions to Trading Regulations (POATRs) and to change UK Listing Rules. -
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins
ARM’s Bond Programme was registered with the Irish Stock Exchange and traded on its regulated market. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well. -
Open Enforcement Investigations numbers and types of cases - February 2022
The FCA provides data on open enforcement investigations. -
How innovation and regulation in financial services can drive the UK's economic growth
Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023. -
Review into the long-term impact of AI on retail financial services (The Mills Review)
We review how AI may reshape retail financial services for consumers, firms, markets and regulators by 2030 and beyond, and seek your views across 4 interrelated themes. -
Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives
The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata). -
PS15/26: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
trading on a regulated market or prescribed market. primary information providers. ... listed securities. securities admitted to trading on a regulated market or prescribed market. -
CP26/21: Proposed changes to the UK Listing Rules for closed-ended investment funds
We're consulting on targeted changes to the UK Listing Rules for closed-ended investment funds to manage conflicts of interest and protect shareholders. -
FCA clarifies expectations on bullying, harassment and violence to deepen trust in financial services
Serious bullying and harassment in financial firms qualify as misconduct, under rules confirmed by the FCA. -
CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements
market to publish interim management statements pursuant to Transparency Directive Amending Directive (2013/50/EC). ... It is of interest to:. issuers with shares admitted to trading on a regulated market where the UK acts as home Member State and the