Showing 241 to 250 of 1323 search results for primary market bulletin.

241. Transaction review of submissions information sheet [pdf]

     Primary market

     Published: 01/04/2013

     Last modified: 01/04/2013

242. FCA Data Bulletin: Issue 12 - March 2018 [pdf]

     Data

     Published: 20/03/2018

     In this issue of the Data Bulletin we focus on how the pensions and retirement income market is evolving and findings from the FCA's Financial Lives Survey 2017.

243. Primary Market Technical Note: Class testing changes to an investment management agreement - August 2020 / Primary Market / TN / 403.2 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Class testing changes to an investment management agreement - August 2020 / Primary Market / TN / 403.2 (Amendment)

244. Roles and responsibilities in payments regulation

     Firms

     Published: 24/06/2025

     Last modified: 08/01/2026

     How the Authorities objectives, regulatory remits and key workstreams fit together in the regulation of payments in the UK.

245. FCA Procedural note: Primary Market Oversight and Listing– decision making and individual guidance processes - October 2019 / FCA / PN / 908.2 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     FCA Procedural note: Primary Market Oversight and Listing– decision making and individual guidance processes - October 2019 / FCA / PN / 908.2 (Amendment)

246. Primary Market Technical Note: Circulation and publication of unapproved documents - December 2019 / Primary Market / TN / 205.2 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Circulation and publication of unapproved documents - December 2019 / Primary Market / TN / 205.2 (Amendment)

247. Primary Market Technical Note: Working capital statements and risk factors - May 2022 / Primary Market / TN / 321.2 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Working capital statements and risk factors - May 2022 / Primary Market / TN / 321.2 (Amendment)

248. Annual notification form [docx]

     Primary market

     Published: 22/11/2021

     Last modified: 18/11/2024

     Guidance in relation to our sponsor competence requirements (LR 8.6.7R (2)), including advice on completing the relevant sections of the annual notification form, can be found in FCA Technical Note 714.2 and 715.1.

249. Primary Market/TN/717.2 – Sponsors: Record Keeping Requirements – amendment [pdf]

     Primary market

     Published: 12/01/2026

     Primary Market/TN/717.2 – Sponsors: Record Keeping Requirements – amendment.

250. Primary Market Technical Note: Disclosure of “lock-up” agreements - December 2019 / Primary Market / TN / 522.3 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Disclosure of “lock-up” agreements - December 2019 / Primary Market / TN / 522.3 (Amendment)