Showing 251 to 260 of 1323 search results for primary market bulletin.

251. Primary Market Technical Note: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money- UKLA / TN / 404.1 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Related party transactions by closed-ended investment funds – amendment to an existing investment management agreement to cover new money- UKLA / TN / 404.1 (Amendment)

252. FCA Data Bulletin: Issue 11 - December 2017 [pdf]

     Data

     Published: 07/12/2017

     This Data Bulletin for December 2017 focuses on the latest trends in regulated mortgage lending over the last ten years.

253. Our regulatory focus on commodity markets

     Markets

     Published: 22/04/2016

     Last modified: 14/12/2022

     Find out about key areas of our commodity markets regulation, including recognised bodies, warehousing, market abuse and actions we take.

254. Global Financial Innovation Network (GFIN)

     Firms

     Published: 31/01/2019

     Last modified: 28/07/2026

     The GFIN is a network of international organisations committed to supporting financial innovation in the interests of consumers.

255. Primary Market Technical Note: Master-feeder structures -August 2020 / Primary Market / TN / 409.2 [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Master-feeder structures -August 2020 / Primary Market / TN / 409.2

256. Primary Market Procedural note: Sponsor firms – ongoing requirements during re-organisations - UKLA / PN / 909.2 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Procedural note: Sponsor firms – ongoing requirements during re-organisations - UKLA / PN / 909.2 (Amendment)

257. Primary Market Technical Note: Sponsors:Identifying and managing conflicts - August 2017 / UKLA/TN/701.3 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Sponsors:Identifying and managing conflicts - August 2017 / UKLA/TN/701.3 (Amendment)

258. FCA Data Bulletin issue 5 - underlying data [xlsx]

     Data

     Published: 03/02/2016

     Last modified: 03/02/2016

     Underlying data for retirement income market data, consumer credit authorisation data, complaints against the FCA, financial promotions, how we use attestations, and skilled person reports.

259. Primary Market Technical Note: Listing Principle 2 Dealing with the FCA in an open and cooperative manner - UKLA / TN / 209.3 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Listing Principle 2 Dealing with the FCA in an open and cooperative manner - UKLA / TN / 209.3 (Amendment).

260. FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft) [pdf]

     Primary market

     Published: 26/04/2024

     FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft)