Showing 271 to 280 of 1323 search results for primary market bulletin.

271. Notes to TR1 Form [pdf]

     Primary market

     Published: 01/04/2013

     Last modified: 01/04/2013

272. Primary Market Technical Note: Investment management agreements and independence of the board - UKLA / TN / 405.1 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Investment management agreements and independence of the board - UKLA / TN / 405.1 (Amendment)

273. Primary Market Technical Note: Closed-ended investment funds with multiple share classes - UKLA / TN / 407.1 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Closed-ended investment funds with multiple share classes - UKLA / TN / 407.1 (Amendment)

274. FCA Data Bulletin - January 2015 - underlying data [xlsx]

     Data

     Published: 29/01/2015

     Last modified: 29/01/2015

     Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

275. Primary Market Technical Note: Delaying disclosure/dealing with leaks and rumours - UKLA / TN / 520.2 (Amendment) [pdf]

     Primary market

     Published: 17/04/2025

     Primary Market Technical Note: Delaying disclosure/dealing with leaks and rumours - UKLA / TN / 520.2 (Amendment).

276. Primary Market Technical Note: Operating and financial reviews - UKLA / TN / 624.1 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Operating and financial reviews - UKLA / TN / 624.1 (Amendment)

277. FCA Procedural note: Eligibility process - Primary Market / PN / 901.4 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     FCA Procedural note: Eligibility process - Primary Market / PN / 901.4 (Amendment).

278. FCA Procedural note: Review and approval of documents - August 2020 / Primary Market / PN / 903.4 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     FCA Procedural note: Review and approval of documents - August 2020 / Primary Market / PN / 903.4 (Amendment).

279. FCA Data Bulletin issue 4 - underlying data [xlsx]

     Data

     Published: 02/10/2015

     Last modified: 02/10/2015

     Underlying data - talking to the FCA, financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations.

280. Primary Market Technical Note: Periodic financial information and inside information - FCA/TN/506.2 (Amendment) [pdf]

     Primary market

     Published: 17/04/2025

     Primary Market Technical Note: Periodic financial information and inside information - FCA/TN/506.2 (Amendment).