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Checklist - Cross-reference list Annex XXIX [doc]
Checklist - Cross-reference list Annex XXIX -
FCA Data Bulletin: June 2018 [pdf]
This edition focuses on analysis of the intermediaries sector, based on data from our Retail Mediation Activities Return (RMAR). -
Primary Market Technical Note 637.1 (consultation version): Level of disclosure for securities subject to conversion or write-down powers [pdf]
Primary Market Technical Note 637.1: Level of disclosure for securities subject to conversion or write-down powers -
FCA Procedural note: Block Listings - August 2020 / Primary Market / PN / 907.3 (Amendment) [pdf]
FCA Procedural note: Block Listings - August 2020 / Primary Market / PN / 907.3 (Amendment) -
Primary Market Technical Note: Definition of 'investment manager'/ UKLA / TN / 410.1 (Amendment) [pdf]
Primary Market Technical Note: Definition of 'investment manager'/ UKLA / TN / 410.1 (Amendment) -
Primary Market Technical Note: Real Estate Investment Trusts - UKLA / TN / 421.1(Amendment) [pdf]
Primary Market Technical Note: Real Estate Investment Trusts - UKLA / TN / 421.1(Amendment) -
Primary Market Technical Note: Long-term incentive schemes – UKLA / TN / 208.1 (Amendment) [pdf]
Primary Market Technical Note: Long-term incentive schemes - UKLA / TN / 208.1 (Amendment) -
FCA Data Bulletin: Issue 7 - October 2016 [pdf]
This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA -
Primary Market Technical Note: Issuer’s obligations - UKLA/TN/542.2 (Amendment) [pdf]
Primary Market Technical Note: Issuer’s obligations - UKLA/TN/542.2 (Amendment). -
Primary Market Technical Note 607.1 (consultation version): Global Depositary Receipts (GDRs) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most