Showing 321 to 330 of 1323 search results for primary market bulletin.

321. FCA Data Bulletin issue 9 - underlying data [xlsx]

     Data

     Published: 25/05/2017

     Underlying data for Retail Mediation Activities Return (RMAR) 2013-2016.

322. FCA Technical Note: Responsibilities of a sponsor: Specialist due diligence [pdf]

     Primary market

     Published: 11/07/2024

     Sponsors are expected to be knowledgeable in the listing rules, prospectus rules and disclosure requirements and transparency rules.

323. Checklist - Cross-reference list Annex XXIII [doc]

     Primary market

     Published: 22/03/2013

     Last modified: 24/03/2016

324. Procedures, Systems and Controls Confirmation form [docx]

     Primary market

     Published: 29/07/2024

     Application for Procedures, Systems and Controls Confirmation form.

325. Checklist - Cross-reference list Annex XXV [doc]

     Primary market

     Published: 22/03/2013

     Last modified: 24/03/2016

     Checklist - Cross-reference list Annex XXV

326. Sponsors' obligations on established procedures [pdf]

     Primary market

     Published: 24/09/2024

     Primary Market/TN/719.2 – Sponsors' obligations on established procedures

327. Purchase of own equity securities [docx]

     Primary market

     Published: 29/07/2024

     Circulars (premium listed issuers) forms.

328. Primary Market Technical Note: Open-ended investment companies - Primary Market / TN / 423.2 (Amendment) [pdf]

     Primary market

     Published: 13/12/2024

     Primary Market Technical Note: Open-ended investment companies - Primary Market / TN / 423.2 (Amendment).

329. FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1 [pdf]

     Primary market

     Published: 26/04/2024

     FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1.

330. Sponsors’ duty regarding directors of listed companies [pdf]

     Primary market

     Published: 24/09/2024

     Primary Market/TN/718.2 – Sponsors’ duty regarding directors of listed companies