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Showing 481 to 490 of 1323 search results for primary market bulletin.
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Primary Market Technical Note 637.1: Level of disclosure for securities subject to conversion or write-down powers [pdf]
Primary Market Technical Note 637.1: Level of disclosure for securities subject to conversion or write-down powers -
Consultation UKLA Technical Note 408.1 - Eligibility of closed-ended investment funds [pdf]
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DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion
This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change. -
Primary Market Technical Note 619.2: Guidelines on disclosure requirements under the prospectus regulation and guidance on specialist insurers [pdf]
Primary Market Technical Note 619.1: Guidelines on disclosure requirements under the prospectus regulation and guidance on specialist insurers -
FCA Data Bulletin: March 2018 - underlying data [xlsx]
Underlying data - findings from the FCA’s Financial Lives Survey 2017 – pensions and retirement income sector. Latest trends in the retirement income market. -
Consultation UKLA Technical Note 541.2 - Scope and application of vote holder and issuer notification rules [pdf]
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Primary Market Technical Note 601.2: Public offers (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Primary Market Procedural Note 901.5: Eligibility process [pdf]
PN 901.5: Eligibility process -
Primary Market Procedural Note 910.3: Additional powers to supervise sponsors [pdf]
PN 910.3: Additional powers to supervise sponsors -
Primary Market Procedural Note 912.2: Sponsor Service Enquiry Line [pdf]
PN 912.2: Sponsor Service Enquiry Line