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Showing 521 to 530 of 1323 search results for primary market bulletin.

  1. Consultation UKLA Technical Note 712.2 - Additional powers to supervise and discipline sponsors [pdf]

    Primary market

    Published: 29/03/2016

    Last modified: 29/03/2016

  2. Consultation UKLA Technical Note 425.1 - Open-ended investment companies and transfer restrictions [pdf]

    Primary market

    Published: 29/03/2016

    Last modified: 29/03/2016

  3. Consultation UKLA Technical Note 308.2 - Related party transactions – Modified requirements for smaller related party transactions [pdf]

    Primary market

    Published: 30/03/2015

    Last modified: 30/03/2015

  4. Consultation UKLA Technical Note 410.1 - Definition of investment manager [pdf]

    Primary market

    Published: 30/03/2015

    Last modified: 30/03/2015

  5. Notification by market makers (TR-2) [doc]

    Primary market

    Published: 01/04/2013

    Last modified: 01/04/2013

  6. tn-621.2.pdf [pdf]

    Primary market

    Published: 25/07/2013

    Last modified: 26/07/2013

  7. Primary Market Technical Note 638-1 (draft consultation): Guidance on application of complex financial history and significant financial [pdf]

    Primary market

    Published: 25/07/2025

    Primary Market Technical (amendment): Guidance on application of complex financial history and significant financial.

  8. Primary Market Technical Note 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]

    Primary market

    Published: 17/04/2025

    TN 713.2: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner

  9. Consultation UKLA Technical Note 504.2 - Exemptions from the periodic reporting requirements [pdf]

    Primary market

    Published: 23/11/2015

    Last modified: 23/11/2015

  10. Consultation UKLA Procedural Note 904.2 - Public offer prospectus - drafting and approval [pdf]

    Primary market

    Published: 23/11/2015

    Last modified: 23/11/2015

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