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Showing 581 to 590 of 1323 search results for primary market bulletin.
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UKLA Technical Note 521.2 - Assessing and handling inside information [pdf]
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UKLA Technical Note 522.1 - Disclosure of ‘lock-up’ agreements [pdf]
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EEA prospectus passports
The Brexit transition period has ended and EU law no longer applies in the UK. Passporting of prospectuses between the UK and EEA states has ended. -
UKLA Procedural Note 909.2 - Sponsor firms – ongoing requirements during re-organisations [pdf]
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Primary Market Technical Note 633.1: Pro forma financial information (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Primary Market Technical Note 604.1: Prospectus Regulation Advertisement regime (Amendment) [pdf]
The information in this note is designed to help issuers and practitioners interpret our Listing Rules, Prospectus Regulation Rules, Disclosure Guidance and Transparency Rules, and related legislation. The guidance notes provide answers to the most -
Zero-coupon notes – Primary Market/TN/631.3 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
UKLA premium open-ended investment [doc]
Eligibility for premium listing. -
Collective investment undertaking prospectuses - portfolio disclosure – Primary Market/TN/622.3 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Checklist - Cross-reference list Annex XXII (Annex XVII) [doc]