Showing 631 to 640 of 1323 search results for primary market bulletin.

631. Retirement income market data 2019/20

     Data

     Published: 29/09/2020

     Last modified: 16/12/2025

     This page provides analysis of the latest data from firms on the retirement income market for 2019/20.

632. Primary Market Technical Note 420.3 amendment [pdf]

     Primary market

     Published: 26/04/2024

     Shell companies (cash shells and special purpose acquisition companies (SPACs)).

633. Effective compliance with the Market Abuse Regulation – a state of mind

     Speeches

     Published: 14/11/2017

     Last modified: 15/11/2017

     We have also created a new department, Primary Market Oversight, which is responsible for the former UKLA functions of the specialist supervision of sponsors and primary information providers; real-time and ... of which is undertaken by Primary Market

634. Sponsor Firm Application Form [doc]

     Primary market

     Published: 01/04/2013

     Last modified: 26/04/2024

     Apply for approval as a sponsor.

635. UKLA Technical Note - Market makers [pdf]

     Primary market

     Published: 16/07/2013

     Last modified: 30/07/2013

636. Eligibility for listing – Standard Listing (Shares) [doc]

     Primary market

     Published: 26/04/2019

     Eligibility for listing – Standard Listing (Shares).

637. UKLA Technical Note - Sponsors: uncertain market conditions [pdf]

     Primary market

     Published: 16/07/2013

     Last modified: 30/07/2013

638. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) [pdf]

     Primary market

     Published: 26/04/2024

     FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment)

639. Certifications representing equity securities in public hands statement [doc]

     Primary market

     Published: 01/04/2013

     Last modified: 01/04/2013

     Statement for certificates representing equity securities in public hands.

640. FCA/TN/506.2 [pdf]

     Primary market

     Published: 16/04/2019