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Showing 651 to 660 of 1323 search results for primary market bulletin.

  1. UKLA Technical Note Consultation 705.2 - Sponsors - uncertain market conditions [pdf]

    Primary market

    Published: 07/10/2013

    Last modified: 05/08/2014

  2. UKLA Technical Note - Share buy-back programmes [pdf]

    Primary market

    Published: 16/07/2013

    Last modified: 30/07/2013

  3. UKLA Technical Note 411.1: Class testing changes to an investment management agreement where there are unquantifiable benefits [pdf]

    Primary market

    Published: 03/10/2019

    UKLA Technical Note 411.1: Class testing changes to an investment management agreement where there are unquantifiable benefits
  4. Primary Market Technical Note 633.2 amendment [pdf]

    Primary market

    Published: 26/04/2024

    Pro forma financial information.
  5. Primary Market Technical Note 340.3 amendment [pdf]

    Primary market

    Published: 26/04/2024

    Profit forecasts and estimates.
  6. Previous retirement income market data

    Data

    Published: 16/04/2024

    Last modified: 16/09/2025

    Find the FCA's previously published Retirement income market data.
  7. FCA Technical Note: Sponsors’ obligations on financial position and prospects procedures – FCA TN 708.3 (Amendment) [pdf]

    Primary market

    Published: 26/04/2024

    Understand how the FCA expects sponsors to approach their work to comply with obligations under UKLR 24.3.2R(5).
  8. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment) [pdf]

    Primary market

    Published: 26/04/2024

    FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment)
  9. The New Market Infrastructure

    Speeches

    Published: 16/05/2014

    Last modified: 29/11/2016

    Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  10. FCA Technical Note: Sponsor procedures in uncertain market conditions – FCA TN 705.2 (Amendment) [pdf]

    Primary market

    Published: 26/04/2024

    Uncertain market conditions can heighten risks that sponsor firms face from failures in their systems and controls.
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