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Showing 821 to 830 of 1323 search results for primary market bulletin.
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Level of disclosure for securities subject to conversion or write-down powers – Primary Market/TN/637.1 (Amendment) [pdf]
Level of disclosure for securities subject to conversion or write-down powers – Primary Market/TN/637.1 (Amendment) -
Sponsors: Identifying and managing conflicts - Primary Market/TN/701.4 (Amendment) [pdf]
Sponsors: Identifying and managing conflicts - Primary Market/TN/701.4 (Amendment) -
UKLA template passport request letter [doc]
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FCA Listing Authority Advisory Panel (LAAP) and Markets Practitioner Panel (MPP) formal response to CP23/10: Primary Markets Effectiveness Review [pdf]
The FCA’s LAAP and MPP formal response to CP23/10: Primary Markets Effectiveness Review. -
Application for Admission of Securities form [docx]
Admission to the official list must be simultaneous with admission to trading on an RIE's market for listed securities. You will need to complete the relevant RIE’s application form to apply for admission to trading. -
National Storage Mechanism - Template for authorisation letter [docx]
Template for authorisation letter to be used for individuals seeking approval from the FCA to upload/file information. -
Capitalisation or bonus issue – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Reminder of conversion rights – UKLR 10 [docx]
Circulars (premium listed issuers) forms. -
Occasional Paper 21: Asymmetries in dark pool reference prices [pdf]
This study looks at two important aspects of reference prices in dark pools - the prevalence of reference price latency and primary market choice as the reference price's source. -
Culture is contagious
Speech by Emily Shepperd, chief operating officer, at the 10th Annual Culture and Conduct in Financial Services Summit.