Showing 1 to 10 of 570 search results for senior insurance managers regime.

1. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)

   Consultation papers

   Published: 11/11/2015

   Last modified: 13/02/2026

   We are jointly consulting with the PRA on the proposed changes to the Senior Insurance Managers Regime (SIMR) for Swiss general insurers.

2. Senior Managers Regime

   Firms

   Published: 29/03/2023

   Last modified: 13/07/2026

   The most senior people in a firm who perform key roles (Senior Management Functions or SMFs) need FCA or PRA approval before starting their roles. See how the Senior Managers Regime applies to your firm.

3. About our data

   Last modified: 28/07/2026

   The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

4. PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA requirements on regulatory references [pdf]

   Policy statements

   Published: 15/02/2016

   Last modified: 15/02/2016

   This policy statement contains, among other things, the PRA and FCA final rules to implement the proposals for applying the Senior Insurance Managers Regime (SIMR) to Swiss general insurers.

5. Senior Managers and Certification Regime

   Firms

   Published: 05/07/2015

   Last modified: 24/04/2026

   The SM&CR aims to reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct and competence. See how it applies to your firm.

6. SM&CR categorisation for solo-regulated firms

   Firms

   Published: 30/07/2019

   Last modified: 17/07/2026

   Under the SM&CR, solo-regulated firms are categorised as Enhanced, Core or Limited Scope. Find out which category your firm is in and how you can review this.

7. Milestone for insurers as they come under the Senior Managers and Certification Regime

   News stories

   Published: 10/12/2018

   Last modified: 10/12/2018

   The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

8. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]

   Consultation papers

   Published: 11/11/2015

   Last modified: 11/11/2015

9. FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms

   Press Releases

   Published: 26/07/2017

   Last modified: 26/07/2017

   In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry.

10. Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of solo-regulated firms

    Statements

    Published: 03/04/2020

    Last modified: 22/09/2022

    We recognise that firms directly affected by coronavirus (Covid-19) will need to keep their governance arrangements under review and make appropriate changes as circumstances change