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Showing 111 to 120 of 570 search results for senior insurance managers regime.
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FCA Enforcement data 2023/24
This FCA enforcement data for the year 2023/24 forms part of the FCA's annual report 2023/24. -
Business Plan 2022/23
The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Partly contested cases, the pipeline and AML investigations
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime. -
Service standards 2020/21
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2020/21. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Harnessing AI and technology to deliver the FCA’s 2025 strategic priorities
Speech by Jessica Rusu, FCA chief data, information and intelligence officer, delivered at the AI and Digital Innovation Summit as part of City Week 2025. -
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
insurance and reviewing the sales practices and disclosures when selling premium finance to consumers alongside general insurance products. ... implementing the measures set out in the Financial Services Act 2013 including establishing Senior Managers -
Move from being an appointed representative to being directly authorised
How to become directly authorised for FCA appointed representatives. -
Financial conduct regulation in a restless world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.