Showing 121 to 130 of 570 search results for senior insurance managers regime.

121. FCA annual work programme 2025/26

     Annual work programmes

     Published: 08/04/2025

     Last modified: 26/03/2026

     Our annual work programme details what we will deliver in 2025/26 on our 4 strategic priorities.

122. CP15/10: Strengthening accountability in banking: UK branches of foreign banks

     Consultation papers

     Published: 16/03/2015

     Last modified: 14/09/2015

     The regime is comprised of a Senior Managers Regime, Certification Regime and Conduct Rules, and aims to encourage individuals to take greater responsibility for their actions and make it easier for ... PRA CP7/15 / FCA CP15/5 on Approach to

123. Investor relations in an increasingly regulated and international world

     Speeches

     Published: 19/06/2013

     Last modified: 18/07/2013

     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

124. Regulators announce plans to support growth of mutuals sector

     Press Releases

     Published: 05/12/2025

     Last modified: 05/12/2025

     A raft of measures designed to support the growth of the mutuals sector have been announced by the financial regulators.

125. Improving the Appointed Representatives regime through greater use of data

     Data

     Published: 28/09/2023

     Last modified: 03/10/2023

     This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

126. Culture and non-financial misconduct survey – findings

     Data

     Published: 25/10/2024

     Last modified: 24/03/2026

     Key findings of the FCA culture and non-financial misconduct survey, which examined how firms detect and handle non-financial misconduct incidents.

127. Transforming to a forward-looking, proactive regulator

     Speeches

     Published: 15/07/2021

     Last modified: 15/07/2021

     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

128. What kind of market do we want to be?

     Speeches

     Published: 26/06/2025

     Last modified: 26/06/2025

     Speech by Nikhil Rathi, FCA chief executive at TheCityUK’s annual conference 2025.

129. Risk, reform, reward: Why the UK is the place to invest

     Speeches

     Published: 10/06/2025

     Last modified: 05/12/2025

     Speech by Simon Walls, executive director of markets, at the Global Management Summit 2025, Guildhall London.

130. Consumer Investments: Strategy and Feedback Statement

     Corporate documents

     Published: 14/09/2021

     Last modified: 29/12/2025

     The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this.