Showing 211 to 220 of 570 search results for senior insurance managers regime.

211. Firms

     Firms All firms

     Last modified: 15/07/2025

     Tasks for regulated firms and authorisation information for new firms

212. How we are applying the principles of the SMR to the FCA [pdf]

     Corporate documents

     Published: 01/04/2016

     Last modified: 12/11/2024

     We are applying the principles of the Senior Managers Regime to our own senior managers including members of our Board, Executive Committee and those carrying out Senior Management Functions.

213. International firms looking to do business in the UK

     Firms

     Published: 23/04/2025

     Last modified: 15/07/2025

     Information for international firms looking to carry out activities in the UK.

214. Information on the number of Senior Managers Regime applications in 2019/20 broken down by title on application - June 2020

     FOI releases

     Published: 16/06/2020

     Last modified: 25/10/2022

     FCA provides information on the number of Senior Managers Regime applications in 2019/20 broken down by title.

215. Defined benefit pension transfers

     Firms

     Published: 16/06/2019

     Last modified: 07/08/2026

     Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.

216. Prepare to apply for a senior manager function

     Firms

     Published: 12/03/2025

     Last modified: 13/07/2026

     Find out how to prepare your application and avoid unnecessary delays.

217. CP17 /41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime [pdf]

     Consultation papers

     Published: 13/12/2017

     We are consulting on how FSMA authorised firms and individuals will move to the Senior Managers and Certification Regime.

218. FCA Final Notice 2013: Mr Andrew Jeffery [pdf]

     Final notices

     Published: 23/08/2013

     Last modified: 07/04/2015

     This final notice refers to breaches of APER1 and APER4 related to insurance fraud in the general insurance and protection sector. We imposed a fine and a prohibition order.

219. Personal accountability

     Speeches

     Published: 02/12/2015

     Last modified: 19/04/2016

     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

220. PS16/6: Consequential Changes to the Senior Managers Regime [pdf]

     Policy statements

     Published: 02/03/2016

     Last modified: 02/03/2016

     In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and publish the final rules.