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Showing 241 to 250 of 570 search results for senior insurance managers regime.
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Nothing to fear from high standards
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at Bloomberg. This is the text of the speech as drafted, which may differ from the delivered version. -
Strengthening Accountability in Banking: Senior Managers & Certification Regime slides [pdf]
These slides provide additional information for firms on the regime. They summarise existing information and do not represent formal FCA Guidance. -
Apply to become a mortgage broker
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Senior management functions
The FCA needs to know who the senior decision makers are at your firm. -
Claims management companies
UK claims management companies are regulated by the FCA. Learn more about authorisation for CMCs and activities that require FCA approval. -
AI and the FCA: our approach
The FCA wants to enable a safe and responsible environment for AI in UK financial markets. Find out how its current rules apply to AI. -
Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]
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SM&CR: Form K user guide for Core Firms with a CF2 who require a non-executive chair (SMF9) [pdf]
Form K is the conversion notification form. It enables firms to tell us which approved individuals they wish to convert from the Approved Persons Regime (APR) to corresponding Senior Management Functions (SMFs) under the Senior Managers & -
FG19/2: Summary feedback for guidance [pdf]
This document provides a summary of the feedback we received, and our response, to consultation GC18/4 on the Senior Managers and Certification Regime: Proposed guidance on Statements of Responsibilities and Responsibilities Maps for FCA firms. -
Appointed representatives data
Data on the size and financial services of the FCA's appointed representatives population.