Showing 261 to 270 of 570 search results for senior insurance managers regime.

261. Apply to Innovation Pathways

     Firms

     Published: 27/03/2022

     Last modified: 20/07/2026

     If you want to apply for Innovation Pathways support, find out how to submit your application and what happens next in the process.

262. Final Notice 2024: Martin Christopher Sarl [pdf]

     Final notices

     Published: 14/08/2024

     This Final Notice refers to breaches of Statement of Principle 1 and FIT 2.1 related to a lack of honesty and integrity in the General Insurance and Protection sector. We imposed a financial penalty of £5,021, a prohibition and withdrawal.

263. Dealing commission

     Speeches

     Published: 10/07/2014

     Last modified: 10/07/2014

     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

264. CP18/26: Claims management companies: how we propose to apply the Senior Managers and Certification Regime [pdf]

     Consultation papers

     Published: 20/09/2018

     This Consultation Paper (CP) sets out the draft rules and guidance for CMCs relating to the SM&CR. The proposed rules would apply to CMCs serving customers in, or constituted under the laws of, England and Wales or Scotland.

265. Benchmarks supervision

     Markets

     Published: 21/04/2016

     Last modified: 13/12/2024

     Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information.

266. Cryptoassets: How to apply for registration

     Firms

     Published: 22/03/2023

     Last modified: 20/07/2026

     You must register with the FCA if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

267. Diversity, Equity and Inclusion (DEI) Innovation Spotlight

     Firms

     Published: 24/08/2022

     Last modified: 22/03/2023

     Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space

268. Statement: Strengthening Accountability in Banking

     Statements

     Published: 03/03/2015

     Last modified: 08/09/2016

     new Senior Managers and Certification Regime (SM&CR) will be 7 March 2016 and that transitional documentation will need to be submitted to the regulators by 8 February 2016. ... The introduction of the new regime aims to strengthen the accountability of

269. Outsourcing and operational resilience

     Firms

     Published: 09/01/2020

     Last modified: 14/07/2026

     The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

270. Appointing intermediaries if you’re a funeral plan provider

     Firms

     Published: 02/05/2021

     Last modified: 28/08/2024

     Find out how to appoint intermediaries to distribute and sell your plans.