Showing 281 to 290 of 570 search results for senior insurance managers regime.

281. Wholesale markets firm applicants

     Firms

     Published: 04/07/2023

     Last modified: 08/04/2025

     If you're a wholesale investment firm, you have to be authorised by the FCA. Learn how to prepare your application and what you need to read first.

282. Debating trust and confidence in banking

     Speeches

     Published: 28/05/2015

     Last modified: 28/05/2015

     Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

283. The Senior Managers and Certification Regime: Guide for FCA solo-regulated firms [pdf]

     Policy statements

     Published: 04/07/2018

284. Our investigations – the evolving approach

     Speeches

     Published: 15/06/2017

     Last modified: 15/06/2017

     Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum.

285. 2013 Disclosure Log

     Last modified: 18/12/2025

     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

286. Impact Assessment: Extending SM&CR to solo-regulated firms [pdf]

     Impact assessments

     Published: 16/01/2020

     This impact assessment Extending the Senior Managers & Certification Regime to solo-regulated firms relates to CP17/25, CP17/40, PS18/14 and PS19/20

287. Culture is contagious

     Speeches

     Published: 04/02/2025

     Last modified: 04/02/2025

     Speech by Emily Shepperd, chief operating officer, at the 10th Annual Culture and Conduct in Financial Services Summit.

288. Culture and conduct - extending the accountability regime

     Speeches

     Published: 20/09/2017

     Last modified: 20/09/2017

     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

289. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

     Dear CEO letters

     Published: 31/01/2018

     We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK

290. Client assets and coronavirus (Covid-19)

     Firms

     Published: 06/04/2020

     Last modified: 13/02/2023

     Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).